Business Continuity Plan

We find ourselves living today in uncertain times. Terrorist attacks, wide scale regional disruptions are now possible as well as the more specific disruptions like a fire in our building, flood or a long term power outage. Our firm’s policy is to respond to any significant business disruption by safeguarding employees’ lives, firm property, and allowing our customers to continue to transact business after such an event as quickly as possible. In an effort to continue to provide our customers with the highest possible level of ongoing service we have made arrangements for back-up facilities, records, and communications.

In the event of a significant localized business disruption we anticipate resuming full business operations within 24 hours of such an event. In the event of a regional disruption we will resume operations as quickly as reasonably possible. We will contact you, our customers, using whatever means of communications remain available to us to inform you of any new location, phone numbers, or other changes required. These means of communications include telephone, U.S. Mail, e-mail and our Web site.

We plan to review this Business Continuity Plan no less than annually to make sure we are continually ready to provide our customers with the best possible service. Please direct any questions or comments to Elliott Mibaum, President, Preferred Financial Group.

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